Wind-down planning webinar

In this webinar, fscom’s Director, Alison Donnelly and Senior Manager, David Norton, will discuss and take you through the process of how to develop a comprehensive wind-down plan/wind-up strategy and what is required to meet the regulator’s expectations

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Wind-down planning webinar

A practical guide to preparing an orderly wind down

In our experience, senior management teams benefit from our guidance on the data to use and our financial modelling to explore all reasonable options and identify their own plan. Alison and David will dive deeper into the regulator’s expectations for an exit strategy and offer practical advice for firms on how to improve their plans and keep them up-to-date.

 

We examine:
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When is a wind-down plan required?

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What are the steps involved in preparing a wind-down plan?

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Who has to be involved and what data is needed to prepare a wind-down plan?

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About fscom

At fscom, we strive to offer excellent service in a professional and personable manner. We deliver this through our unrivalled understanding of financial services regulation and a strong emphasis on taking a commercial and innovative approach that puts our clients’ needs first.

We are specialists in providing regulatory advisory services to a broad range of financial services institutions including payment services and e-money, retail banks, cryptocurrency, trading and broking and asset management firms.

We work across three core areas of regulatory compliance, financial crime and cyber security and provide a range of services including compliance advice, authorisations, audits, interim roles and compliance training.
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