Preparing for your AML Audit Webinar

Watch this webinar where fscom’s Associate Director in the Fincrime team, Fred McDowell guides you on how to prepare for your AML Compliance Audit’.

The intention of a compliance audit is to provide assurance that the firm is operating in a compliant manner within its own specific regulatory framework. The process of a compliance audit should be viewed however as a means of testing an AML/CTF framework to identify opportunities to undertake enhancements as well as highlighting any issues.

We will outline various aspects in order to ensure you are appropriately prepared for your upcoming AML compliance audit, including:
• What an audit actually involves
• What we will ask you for
• How you should prepare for the audit
• How the success of an audit should be measured

Watch this on demand webinar today!

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Watch this on demand webinar on 'Preparing for your AML Audit' today!


Who we help

We are specialists in providing regulatory advisory services to a broad range of financial services institutions including payment services and e-money, retail banks, cryptocurrency, trading and broking and asset management firms.


How we help

We work across three core areas of regulatory compliance, financial crime and cyber security and provide a range of services including compliance advice, authorisations, audits, interim roles and compliance training.

Find out more

At fscom, we strive to offer excellent service in a professional and personable manner. We deliver this through our unrivalled understanding of financial services regulation and a strong emphasis on taking a commercial and innovative approach that puts our clients’ needs first.

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