Navigating the FCA's safeguarding consultation: a CASS approach?

Associate Director Heather O'Gorman and Senior Manager David Norton are joined by Grath's Kristian Davies and Paul Wood to discuss the FCA's upcoming safeguarding consultation. In this insightful webinar, the team decode the jargon around safeguarding and the Client Assets Sourcebook (CASS), navigate prescriptive rules, and explore practical challenges.

Download this free on-demand webinar today!

Navigating the FCA's safeguarding consultation: a CASS approach?

 

The forthcoming consultation from the FCA later this year has seen our clients proactively enhancing their safeguarding controls. In this session Heather, David, Kristian and Paul decode the jargon around safeguarding and the Client Assets Sourcebook (CASS), navigate prescriptive rules, and explore practical challenges.

 

During the session, you’ll gain valuable insights through real-life case studies, learning the importance of automation in reconciliation, and discovering best practices for safeguarding audits. 

This webinar will cover key areas including the following:
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Digital reconciliation
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CASS
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Prescriptive rules and outcomes
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Audit focus on ITGC controls
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About fscom

At fscom, we strive to offer excellent service in a professional and personable manner. We deliver this through our unrivalled understanding of financial services regulation and a strong emphasis on taking a commercial and innovative approach that puts our clients’ needs first.

We are specialists in providing regulatory advisory services to a broad range of financial services institutions including payment services and e-money, retail banks, cryptocurrency, trading and broking and asset management firms.

We work across three core areas of regulatory compliance, financial crime and cyber security and provide a range of services including compliance advice, authorisations, audits, interim roles and compliance training.
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