Navigating the FCA's safeguarding consultation: a CASS approach?
The forthcoming consultation from the FCA later this year has seen our clients proactively enhancing their safeguarding controls. In this session Heather, David, Kristian and Paul decode the jargon around safeguarding and the Client Assets Sourcebook (CASS), navigate prescriptive rules, and explore practical challenges.
During the session, you’ll gain valuable insights through real-life case studies, learning the importance of automation in reconciliation, and discovering best practices for safeguarding audits.