'How to Complete Your SMCR Obligation' Webinar

This webinar, hosted by fscom Managing Director Jamie Cooke, will provide insight for solo firms as they wrestle with the task of implementing the Certification Regime and explore:

• Practical tips for filing directory persons;
• How to determine your firm’s Fitness & Probity Assessment Criteria;
• What good Conduct Rules training looks like; and
• Implementing a joiners and leavers process for the purposes of SMCR.

Jamie will also look back on the impact of the regime, the lessons learned and whether SMCR is having the desired effect on firms’ governance.

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Who we help

We are specialists in providing regulatory advisory services to a broad range of financial services institutions including payment services and e-money, challenger banks, cryptocurrency, and investment firms.
how-we-help

How we help

We work across three core areas of regulatory compliance, financial crime and cyber security and provide a range of services including compliance advice, authorisations, audits, interim roles and compliance training.

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At fscom, we strive to offer excellent service in a professional and personable manner. We deliver this through our unrivalled understanding of financial services regulation and a strong emphasis on taking a commercial and innovative approach that puts our clients’ needs first.
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