Financial Promotions  webinar

In this webinar, fscom’s Associate Director and Head of Investments, Azariah Nukajam, guides firms through the FCA’s new PS22/10 rules, to help firms promoting high-risk investments, to better understand what is required to ensure compliance.

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Financial Promotions webinar

In an effort to clamp down on misleading communications, the FCA announced new rules on the marketing of high-risk investments, including a requirement for more thorough suitability assessments and use of clearer and more prominent risk warnings, as well as a ban on inducements to invest.

Rules related to risk warnings for financial promotions of high-risk investments will have effect from 1 December 2022. All other rules will have effect from 1 February 2023. The new rules do not apply to cryptoasset promotions, which will be tackled once the FCA’s remit extension is confirmed in legislation.

 
 
 

 

 

 

 

 

We examine:
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The new rules set by the FCA
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Classification of high-risk investments
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The consumer journey for high-risk investments
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The role of authorised firms in approving and communicating financial promotions 
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About fscom

At fscom, we strive to offer excellent service in a professional and personable manner. We deliver this through our unrivalled understanding of financial services regulation and a strong emphasis on taking a commercial and innovative approach that puts our clients’ needs first.

We are specialists in providing regulatory advisory services to a broad range of financial services institutions including payment services and e-money, retail banks, cryptocurrency, trading and broking and asset management firms.

We work across three core areas of regulatory compliance, financial crime and cyber security and provide a range of services including compliance advice, authorisations, audits, interim roles and compliance training.
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