FCA Enforcement and Skilled Person Reviews 

In this lunch and learn webinar, fscom’s Director and head of the Fincrime team, Philip Creed will take you through the process of what is required in preparing for a Section 166.

Section 166 of the Financial Services and Markets Act 2000 (FSMA) empowers the FCA to require a skilled person to go into a firm and prepare an independent report on any matter about which it has concerns. Although the FCA has discretion over the selection of the skilled person, it will be your firm that foots the bill.

What will you learn from this webinar?
• Scenarios where a skilled person review was undertaken.
• How should you prepare for a skilled person review.
• What to expect whilst the review is ongoing.
• How to communicate appropriately before, during and after the review with the regulator.
• Key actions you should take now to avoid this happening to you and your firm.

Who should attend?
This session is aimed at anyone who is interested in finding out more about a Skilled Person Review.