Hosted by fscom’s Head of Asset Management, Maja Marszalek, this session is designed specifically for prospective investment firms seeking FCA authorisation. fscom Asset Management's leading experts, Charles McGillivray and Andrew Sherski, will guide you through the authorisation process, highlighting key regulatory expectations, common pitfalls, and practical strategies for success.
Are you looking to become an authorised Investment firm? Looking to undertake investment management, advice or arranging under the FCA regulatory framework? Understanding and successfully completing the FCA's authorisation process can be complex, challenging, and time-consuming without the right guidance.
This webinar is designed specifically for prospective Investment firms seeking FCA authorisation.
fscom is a leading consultancy providing governance, risk and compliance solutions to financial services institutions in the UK and Ireland.
We are a firm of deep domain experts who specialise in the asset management, banking, capital markets, digital assets and payments sectors.
Our senior team is a unique blend of experienced consultants, former regulators, bankers and in-house compliance experts. We hold senior positions with leading compliance related industry associations and provide our clients with in-depth regulatory insight and industry best practice in all areas of financial services regulation to include authorisation, audit, advice and managed services across the practice areas of financial crime, cyber security, and regulatory due diligence.