Annual Board Assessment Template Consumer Duty 

 

This template provides guidance on how to prepare annual board assessments for consumer duty.

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Annual Board Assessment Template Consumer Duty 

Annual Board Assessment Template Consumer Duty 

This template provides guidance on how to prepare annual board assessments for consumer duty.

Contents

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Governance arrangements 

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Board annual assessment of compliance

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Board approval

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About fscom

At fscom, we strive to offer excellent service in a professional and personable manner. We deliver this through our unrivalled understanding of financial services regulation and a strong emphasis on taking a commercial and innovative approach that puts our clients’ needs first.

We are specialists in providing regulatory advisory services to a broad range of financial services institutions including payment services and e-money, retail banks, cryptocurrency, trading and broking and asset management firms.

We work across three core areas of regulatory compliance, financial crime and cyber security and provide a range of services including compliance advice, authorisations, audits, interim roles and compliance training.