Watch this free on demand webinar today, where fscom's Jamie Cooke will provide practical guidance on how firms can comply with the Certification Regime and the key insights on the Senior Manager Regime.
SMCR has been in force almost a year for solo firms and the window is opening soon for these firms to register their certified persons with the FCA. This webinar will provide an overview of the Certification Regime and will cover the following:
- The firms obligations under the Certification Regime
- How to identify those persons who fall under the Certification Regime
- How to assess their fitness and proprietary
- What functions are covered under the Certification Regime
- Territoriality and the Certification Regime for UK firms
Sign up with your contact details to view the webinar.
Watch this on demand webinar on 'An Overview of SMCR for Core Firms' today!
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