Alert and Transaction Monitoring Webinar
Transaction monitoring is a key regulatory requirement and an important tool in identifying client transactions that warrant further review. Transaction monitoring systems will seek to identify client transactional behavior that is unusual or materially different than what would have been expected when the client was onboarded. The review of Transaction Monitoring alerts may result in further investigations.
Recent fines highlight the need for firms to be able to evidence appropriate oversight and governance on their transaction monitoring detection scenarios.